Senior Auditor – Financial Crime, BSA/AML

Job Description

Senior Auditor (US) – Financial Crimes | TD Bank

The Tone:
This is a full-time role at TD Bank, located in New York, New York. TD is a leading global financial institution, recognized as the fifth largest bank in North America, serving over 27 million households and businesses worldwide. This role is crucial for ensuring the bank’s adherence to regulatory guidelines, focusing specifically on financial crimes. The Senior Auditor contributes to maintaining robust internal controls and supports the integrity of the bank’s operations through meticulous audit execution.

The TL;DR
• Role: Full Time
• Type: Full-time
• Location: In-person, New York, New York, United States of America
• Pay: $63540–$104020 yearly
• Mission: Execute audits for an assigned business, with a preferred focus on Financial Crime, BSA/AML, Governance, Risk & Oversight Functions, ensuring controls and compliance.
• Tech Stack: Microsoft Office Suite (Excel, Word, PowerPoint), risk management and audit tools

What You’ll Actually Do
• Audit Execution: Conduct audit work based on established audit plans, executing in accordance with established standards to ensure completion.
• Control Testing: Execute testing of controls, including documentation walkthroughs, test script development, test script execution, and issue identification.
• Stakeholder Coordination: Coordinate communication with stakeholders throughout the audit process, helping ensure clear understanding.
• Review and Reporting: Support the team in reviewing internal controls and sharing findings and suggestions with both stakeholders and audit leadership.
• Finding Follow-up: Execute follow-up actions for findings raised from regulatory and internal divisional audits in accordance with firm policy.

The Must-Haves
• Background: Undergraduate degree required, with conceptual knowledge in audit or business. This is an experienced audit professional role focused on providing guidance and assistance.
• Experience: 3+ years of relevant work experience, including audit capacity or compliance testing/monitoring functions. Banking industry audit experience with a focus on Financial Crime, BSA/AML, Governance, Risk & Oversight Functions is preferred.
• Skills: Strong communication (written and verbal) skills to interact clearly and effectively, strong analytical and problem-solving skills, and the ability to work independently and collaboratively in a team environment.
• Bonus: Relevant professional certifications (e.g., CIA, CPA, CRMA) or progress towards these certifications.