Financial Crimes Compliance Systems Testing, AVP – Compliance Systems Testing

Job Description

Global Financial Crimes – Compliance Testing, AVP | Mitsubishi UFJ Financial Group

The Tone:
This is a full-time hybrid role at Mitsubishi UFJ Financial Group, working at an MUFG office or client site four days per week and remotely one day. MUFG is a leading global financial group comprising 150,000 colleagues dedicated to making a difference for clients, organizations, and communities worldwide. The company stands for its values, building long-term relationships, serving society, and fostering shared, sustainable growth. This role is crucial in ensuring the integrity and compliance of global financial crime systems, contributing to MUFG’s vision to be the world’s most trusted financial group.

The TL;DR
• Role: Full Time
• Type: Full-time
• Location: Hybrid, office or client sites
• Pay: $90000–$118000 yearly
• Team: Global Financial Crimes Division of MUFG Bank, Ltd.
• Mission: Execute and assist in the development of global testing for Financial Crimes Compliance systems to ensure their accuracy and completeness across MUFG locations.
• Tech Stack: SQL, Python, SAS, HotScan, Fircosoft, Actimize, SWIFT, FEDWIRE, CHIPS

What You’ll Actually Do
• Plan & Execute: Assist in the development and execution of the Global Financial Crime Systems annual testing plan for various MUFG locations.
• System Testing: Perform comprehensive systems testing to ensure the completeness and accuracy of transaction data from primary source systems to AML/KYC and sanctions screening systems.
• Data Analysis & Documentation: Document process flow(s), understand the IT compliance component of systems, and analyze data input(s) and output(s) for quality, accuracy, and completeness, including detailed analysis of financial payment messages.
• Reporting: Prepare clear, written reports that summarize the Objectives, Scope, Findings, and Conclusions for each assigned compliance review.
• Issue Identification: Assist in identifying controls and compliance issues, assessing and documenting the related risks, while also monitoring developments like regulatory changes and system upgrades for ad hoc testing needs.

The Must-Haves
• Background: BA/BS Degree required; 3+ years of experience in Financial Services, preferably within AML, Sanctions, Wire Payments, or Correspondent Banking.
• Experience: 3+ years of experience working with SQL, Python, SAS, and related tools; experience in coordinating systems testing and/or auditing environments, including test case development and review.
• Skills: Strong written communication skills; strong problem-solving and analytical skills; understanding of system architecture and functionalities of Financial Crime systems (such as Actimize, HotScan, or similar systems); ability to perform data analysis and develop detailed documentation around payment data flows.
• Bonus: Master’s preferred; ACAMS or a relevant professional qualification is a plus.